Speakers: Audrey W. Chan, Investigator with the U.S. Department of Labor, Employee Benefits Security Administration and R. Bradford Huss, Esq., Trucker Huss, APC, San Francisco, CA
The Department of Labor has a Voluntary Fiduciary Correction Program (VFCP) for fiduciaries to correct potential violations of ERISA. Hear the latest on the VFCP, including the most common fiduciary breaches, their corrections and whether it ever makes sense to correct outside of the program. The potential prohibited transaction excise tax implications and, the filing of IRS Form 5330 will be discussed. This session will be presented by Audrey W. Chan, Investigator with the DOL and Regional Co-Coordinator of the Voluntary Fiduciary Correction Program, and Brad Huss of Trucker Huss.
Attendee Takeaways:
• Brief overview of the corrections allowed under the VFCP
• Enforcement relief and excise tax relief benefits of the VFCP
• Application process of the VFCP
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REGISTRATION
Important Webcast Changes
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Registration Prices
Recorded Webcast
(registration deadline: 05/02/14)
| IndividualViewer | Additional Viewers |
| ASPPA Member: $110 | ASPPA Member: $40 |
| Non-member: $180 | Non-member: $65 |
Registration for Recorded Webcast Includes:
• One viewing of the Webcast recording to play anytime before the one year expiration date
• Webcast outline and any additional presentation materials
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CONTINUING EDUCATION INFORMATION
ASPPA Members
The webcast is designed to offer registrants 2 ASPPA CE credits.
Enrolled Actuaries
The webcast is designed to offer registrants 2 JBEA CE credits for Enrolled Actuaries. The final decision as to the number and type of JBEA credits rests solely with the Joint Board for the Enrollment of Actuaries.
Enrolled Retirement Plan Agent (ERPA)
The webcast is designed to offer registrants 2 ERPA CE credits.
Continuing Education Changes for RECORDED Webcast Attendees
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GENERAL INFORMATION
Cancellation Policy
All Webcasts are non-refundable. If you have registered for the live Webcast and are unable to attend, please email [email protected] and request to transfer your registration to the recorded version. This request must be made before the live Webcast takes place.
Disclaimer
The statements and materials presented on ASPPA webcasts are solely the opinions of the speakers and do not represent the opinion or the position of ASPPA. ASPPA assumes no responsibility for the content and materials presented by speakers during the webcast.
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ABOUT THE SPEAKERS
Audrey W. Chan
Audrey is the Voluntary Fiduciary Correction Program (VFCP) coordinator for the San Francisco Region of the Employee Benefits Security Administration (EBSA). As the Regional coordinator her responsibilities include creating Program awareness, providing Program guidance and reviewing applications for eligibility and completeness. After 6 years in the Human Resources Office, Ms. Chan joined EBSA in 1999 as a Benefits Advisor, providing technical advice to the public and businesses on a variety of pension and health plan issues related to the Employee Retirement Income Security Act (ERISA). Subsequently, Ms. Chan became an investigator and served as the Employee Contributions Project Baseline project coordinator before her current position as the VFCP coordinator.
R. Bradford Huss, Esq.
Brad is a member of the San Francisco law firm of Trucker Huss, a professional corporation, which practices exclusively in the areas of ERISA and employee benefits. He concentrates his practice on ERISA litigation, qualified pension and profit sharing plans, as well as IRS and DOL audits of employee benefit plans.
Brad received his BA degree from the University of California at Berkeley and his JD degree from Boalt Hall School of Law at the University of California at Berkeley. He is a Member of the Board of Directors of ASPPA and is a charter fellow of the American College of Employee Benefits Counsel. Brad is also a Past President of the San Francisco Chapter of the Western Pension & Benefits Conference. He is also a member of the State Bar of California, the American Bar Association and the Bar Association of San Francisco.
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QUESTIONS
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