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ASPPA Webcast: Ask the Experts: Correcting Loan and Distribution Errors

Avaliable Until, January 20, 2022

 

Speaker:  Robert M. Richter, J.D., LL.M., APM, Retirement Education Counsel, American Retirement Association and Bob Kaplan, CFP, CPC, QPA, Director of Technical Education, American Retirement Association

 

Experience Level for Attendees: All

 

Target Audience:  TPAs, administrators, advisors

 

Keywords:  Correction, EPCRS, SCP, Self-Correction

 

IRS Program Number:  CZTXU-Q-01272-20-O

 

Description:  Administering retirement plans in 2020 was like no previous year.  With changes to distribution rules via the SECURE and CARES Act plus the sudden transition to remote work for many service providers and clients, the opportunity for processing errors increased.  In this session we will review the options for correcting plans that had errors on amounts or repayments of loans and errors in processing distributions.  Please submit questions to the speakers before the session so they can address scenarios that impacted you.

Submit questions here

 

Learning Objectives

 

1.Get familiar with the IRS programs used to correct plans where too many or incorrect amounts on loans were issued     

2.Review the options that are available when loan repayments were late or never made

3.Familiarize yourself with the options that plans have for correcting distribution failures, including not having correct documentation for the plan

 

        

 

Registration Deadlines: 

 

Live:  01/20/2021

On-Demand:  01/20/2022

 

CE Credit:  1 ASPPA, 1 NAPA Relevant Topics, 1 NTSA, 1 JBEA Noncore, 1 JBEA Formal

 

About the Speaker:

 

Bob Kaplan joined the American Retirement Association as director of technical education in 2017.  Bob’s responsibilities include updating existing ARA educational material and being a Subject Matter Expert for new ARA programs. Bob is a frequent speaker for ARA conferences. Bob was previously a co-chair of the ASPPA Government Affairs Committee and a member of ASPPA’s Leadership Council.  He also previously served as a member of the Board of Managers of the American Institute of Retirement Education (AIRE) as well as the Board of Directors of the National Institute of Pension Administrators (NIPA).  Bob has provided testimony before the Treasury department on 401(k) issues and other retirement plan issues, and has over 40 years of experience in retirement plan services, including plan design, administration, sales, and consulting.

 

Robert Richter joined the American Retirement Association (ARA) as Retirement Education Counsel in January of 2019, where he’s primarily responsible for maintaining the ERISA Outline Book and assisting with ARA educational programs. Robert was previously a vice president with FIS (previously SunGard and Corbel) where he managed the consulting department and was responsible for authoring and supporting FIS retirement plan documents. Robert served as President of the American Retirement Association in 2017 and in 2012 (ASPPA). Robert is a Fellow in the American College of Employee Benefit Counsel and is a member of The Florida Bar. Robert received a B.S., with a major in Finance, from the University of Florida, a J.D. from Florida State University, and an LL.M. in taxation from the University of Florida

 

 

 

 

Registration for on-demand recorded webcast includes unlimited viewing of the webcast recording to play any time before the one-year expiration date, webcast outline, and any additional presentation materials.  Recordings are available one week after the live webcast takes place.

 

Webcast Package Pricing

For more details on additional training package offerings, please contact [email protected]

 

Methods of Registration:  To prevent duplication of payment, please select only one method of registration. Once your registration is processed, you will receive an electronic registration confirmation to the e-mail address listed on your registration form.

Click here to download a registration form

 

Please use Live or On-Demand links to purchase using credit card only. Email confirmations will be sent immediately after purchase.

 

E-mail:   E-mail your scanned registration form(s) and credit card information to [email protected]

 
Fax:        Fax your scanned registration form(s) and credit card information to 703-516-9308.
Mail:      American Retirement Association, PO Box 34725, Alexandria, VA  22334-0725

For express/overnight deliveries (FedEx/DHL, etc., send to:  American Retirement Association, 4401 North Fairfax Drive, Suite 600, Arlington, VA  22203

Make checks payable to the American Retirement Association

 

General Information

 

Cancellation Policy

All webcasts are non-refundable. If you have registered for the live webcast and are unable to attend, please email [email protected] and request to transfer your registration to the recorded version. This request must be made before the live webcast takes place.

 

Disclaimer
Statements and materials presented on American Retirement Association webcasts are solely the opinions of the speakers and do not represent the opinion or the position of the American Retirement Association. The American Retirement Association assumes no responsibility for the content and materials presented by speakers during the webcast.

 

Questions

Registration and General Questions

American Retirement Association Customer Support

703-516-9300

[email protected]