Below are links to the Disciplinary Procedures (“Rules of Procedure”) that apply to members of the American Retirement Association (the “Association”). The current ARA Divisions of Membership are the: (1) American Society of Pension Professionals and Actuaries (“ASPPA”); (2) American Society of Enrolled Actuaries ("ASEA"); (3) National Association of Plan Advisors (“NAPA”); (4) National Tax-deferred Savings Association (“NTSA”), and (5) Plan Sponsor Council of America (“PSCA”). The procedures for actuaries apply to members of ASEA; the procedures for non-actuaries apply to members of all other Divisions of Membership.

• ARA Disciplinary Procedures for Non-Actuarial Members
• ARA Disciplinary Procedures for Actuarial Members 

To learn more about the complaint process, click here.