DOL’s Proposed 408(b)(2) Fee Disclosure Regulations

Presented by: Bruce Ashton, APM. Reish Luftman Reicher & Cohen, and Gregg Wood, DailyAccess Corporation

> Live  -   Register online for live webcast
> Recorded  -   Register online for the recorded webcast
> Download registration form

Tuesday, September 9, 2008 Live Show

Eastern	Central	Mountain	Pacific
2:00 pm - 3:40 pm	1:00 pm - 2:40 pm	12:00 am - 1:40 pm	11:00 am - 12:40 pm

What's the Topic?

The Department of Labor’s (DOL) proposed fee disclosure regulation (under ERISA §408(b)(2)) contains sweeping changes on what constitutes a reasonable contract or arrangement for service providers and employer-sponsored retirement plans. Failure to comply with ERISA §408(b)(2) will cause service provider arrangements to be treated as prohibited transactions unless the service provider has a written arrangement with the responsible plan fiduciaries and makes extensive disclosures about its direct and indirect revenues and about any potential conflicts of interest. The DOL has announced plans to finalize this proposed regulation by the end of 2008, so it is crucial you understand the basics of this proposed regulation!

Join Bruce Ashton (a lawyer) and Gregg Wood (an independent recordkeeper) in a discussion of:

• What you have to disclose, to whom, when and how;
• What has to be in your service contract;
• Establishing proper procedures to make sure you identify all your compensation and potential conflicts;
• Make sure you give the right disclosures at the right time.

Sign up for this important webcast today!

ASPPA Members and Continuing Education

Be a part of the seminar and earn two ASPPA continuing education credits while getting answers to your tough questions without leaving your office! Check the CE section of the website to learn how to use this program for in-house training. ASPPA will not issue any certification of attendance.

Open Registration

To register via fax, download the registration form, complete it, and fax it to ASPPA at 703.516.9308. The webcast presentation costs $195 for ASPPA members and $295 for non-members.

How Do I Participate?

Test your system's capabilities by completing the Browser Check - click on Attendee Login and use 'demo' as the Show Code, and complete the rest of the fields. If you do not pass, follow the instructions online or call 303.499.6645 for assistance. If you do pass, you are all set. The webcast recording is conducted completely via the Internet. Recordings are usually available one week after the original presentation, and are available for one year. The recording can be viewed once.

Please Note

The statements and materials presented on ASPPA webcasts are solely the opinions of the speakers and do not represent the opinion or the position of ASPPA. ASPPA assumes no responsibility for the content of the statements and materials presented by speakers during ASPPA's webcasts.

Need More Information?

Contact ASPPA at 703.516.9300 or e-mail us at webcast@asppa.org.