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ASPPA Webcast: Ethics, Fiduciary Duty, Errors and Omissions

ASPPA Webcast: Ethics, Fiduciary Duty, Errors and Omissions
Available Until April 13, 2018

Speaker: Ernie Guerriero, CLU®, ChFC®, CEBS®, CPCU®, CPC, CMS,AIF®, RICP®, CPFA, Director of Technical Education, American Retirement Association

IRS Program Number: CZTXU-E-00720-16-O

Webcast Outline: Click here.

   

Description: 
There is little doubt that ethical standards across the financial services industry have been called into significant question in all areas. There is also little doubt that embedding ethical cultures within firms is a difficult task. While regulation has a role to play in deterring unethical conduct and promoting appropriate behavior, ultimate responsibility lies with the adviser. Attend this timely and informative webcast to learn what you need to do to ensure your ethical and fiduciary standards are above reproach.

Key Takeaways:
1. Correlate and contrast principles versus rules
2. Determine where fiduciary duty falls in business sustainability
3. Avoid an error or omission

Registration Deadlines: 
Live: 4/13/2017
On-Demand: 4/13/2018

CE Credit: 2 ARA Ethics, 2 ERPA Ethics, 2 JBEA Core, 2 JBEA Ethics

About the Speaker:

Ernie Guerriero is director of technical education at the American Retirement Association. His main responsibility is to provide technical support for the marketing of online and proctored exams for the professional designations supported by the sister organizations of the ARA. He is also the subject matter expert in employer sponsored plans and IRAs. Ernie has published articles in trade publications, including the Journal of Financial Services Professionals, and speaks at industry group meetings on qualified plan design for closely held business owners. He is on the National Board of the Society of Financial Services Professionals, a member of the Core Retirement Committee for AALU, and serves on the Government Affairs Committee for the National Association of Plan Advisors.


Individual Viewer Additional Viewers 
ASPPA Member: $115  ASPPA Member: $45 
Non-Member: $190  Non-Member: $70 

Registration for on-demand recorded webcast includes unlimited viewing of the webcast recording to play any time before the one-year expiration date, webcast outline, and any additional presentation materials. Recordings are available one week after the live webcast takes place.

Webcast Package Pricing:

Please click here for information on package pricing for classroom style webcasts and web-course viewing. For more details on additional training package offerings, please contact [email protected]

Methods of Registration:

To prevent duplication of payment, please select only one method of registration. Once your registration is processed, you will receive an electronic registration confirmation to the e-mail address listed on your registration form.

Click here to download a registration form.

Online: For credit card payment only. Receive an immediate e-mail Registration Confirmation. 

E-mail: E-mail your scanned registration form(s) and credit card information to [email protected].

Fax: Fax your scanned registration form(s) and credit card information to 703-516-9308.

Mail: American Retirement Association, PO Box 34725, Alexandria, VA 22334-0725 For express/overnight deliveries (FedEx/DHL, etc., send to: American Retirement Association, 4245 North Fairfax Drive, Suite 750, Arlington, VA 22203

Make checks payable to the American Retirement Association

General Information

Cancellation Policy:

All webcasts are non-refundable. If you have registered for the live webcast and are unable to attend, please email [email protected] and request to transfer your registration to the recorded version. This request must be made before the live webcast takes place.

Disclaimer:
Statements and materials presented on American Retirement Association webcasts are solely the opinions of the speakers and do not represent the opinion or the position of the American Retirement Association. The American Retirement Association assumes no responsibility for the content and materials presented by speakers during the webcast.

Questions:

Registration and General Questions
American Retirement Association Customer Support
703-516-9300
[email protected]